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Audio Conference Series:

Auditing the Remote Deposit Capture Function: Developing & Implementing a Risk-Based Approach

Order Online:
Audio Conference only:	$299.00
CD only:	$299.00
Audio Conference + CD:	$349.00
Order by Fax:
Order by Phone Toll-Free:		(800) 456-2340

Date:	Tuesday, April 28, 2009
Time:	1:00 PM – 2:30 PM ET*
Featured Speakers:	Gary M. Deutsch
Duration:	90 Minutes
Location:	Your office or conference room
Prerequisites:	None
*Time reflects Daylight Saving Time If your area does NOT observe Daylight Saving Time, the time will be one hour earlier.

Because Remote Deposit Capture (RDC) has become a popular and widespread service, the regulators have issued recent guidance on risk management issues and methods to mitigate and control these risks. Although this guidance is helpful, internal auditors still need to develop risk-based internal control questionnaires and audit programs to properly assess the adequacy of controls over this potentially high risk area.

Auditing the Remote Deposit Capture Function will help you develop and implement a risk-based approach for conducting an internal audit of Remote Deposit Capture. This approach will address internal control assessments and transaction tests for Remote Deposit Capture based on the following operational areas:

• Employee and customer training
• Vendor management risks
• Legal issues and risks
• Check capture process
• Duplicate item detection process
• Image capture controls
• Backup and recovery planning
• Security risk assessment

The program includes a 30-minute Q&A session following each session. Listen in and get the chance to ask your specific questions!

Registration Includes:

• Admittance to one 90-minute call for as many people as you can fit in a room with a speakerphone
• Access to the specially created presentation handouts (made available 48 hours in advance)
• Participation in one 30-minute live Q&A session with the speaker following the presentations
• Certificates of attendance for all audio program attendees

About Our Expert Speakers

Gary M. Deutsch, CPA MBA CMA CBA CIA has worked extensively with financial institutions in audit, lending, financial, and operational areas. He has served in senior positions for regional banks as VP of Finance, Real Estate Loan Officer and Senior Audit Manager. Mr. Deutsch served as a consultant to financial institutions in strategic planning, profit improvement, financial management, and merger- and acquisition-related studies while working at KPMG. He was the CFO at a start-up bank, where he organized the accounting, finance, and investment functions to manage significant growth.

Mr. Deutsch is the President of BRT Publications LLC, a professional authoring company serving the financial industry. Some of his published works for AlexInformation include ALM Management Manual, Loan Procedures Manual, Practices and Procedures for Financial Institutions Risk Management, Bank Controller’s Manual, Internal Audit Procedures Handbook, and Risk-Based Audit for Financial Institutions.