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Audio Conference Series:

Auditing the Remote Deposit Capture Function: Developing & Implementing a Risk-Based Approach

Order Online:
CD only:	$299.00

Date:	Tuesday, October 28, 2008
Time:	1:00 PM – 2:30 PM ET*
Featured Speakers:	Gary M. Deutsch
Duration:	90 Minutes
Location:	Your office or conference room
Prerequisites:	None
*Time reflects Daylight Saving Time If your area does NOT observe Daylight Saving Time, the time will be one hour earlier.

Despite the popularity and widespread adoption of Remote Deposit Capture, there is little regulatory guidance on examination procedures and audit requirements for internal auditors to follow. However, your institution must have risk-based internal control questionnaires and audit programs to properly assess the adequacy of controls over this potentially high risk area.

Auditing the Remote Deposit Capture Function will help you develop and implement a risk-based approach for conducting an internal audit of Remote Deposit Capture. This approach will address internal control assessments and transaction tests for Remote Deposit Capture based on the following operational areas:

• Employee and customer training
• Legal issues and risks
• Check capture process
• Duplicate item detection process
• Image capture controls
• Backup and recovery planning
• Security risk assessment process covering imaging systems
• And more!

Who Should Attend?

• Internal Auditors
• Risk Officers
• Compliance Officers
• Payment System Officers
• Operations Officers
• Everyone Involved with Auditing and Controlling Risks for Remote Deposit Capture for Your Institution

Registration Includes

• Admittance to the 90-minute call for as many people as you can fit in a room with a speakerphone
• Access to the specially created presentation handouts (made available 48 hours in advance) which can be printed and used
• Participation in a 30-minute live Q&A with the speaker following the presentation
• Certificates of completion for all audio conference attendees

About the Speaker:

Gary M. Deutsch, CPA MBA CMA CBA CIA has worked extensively with financial institutions in audit, lending, financial, and operational areas. He has served in senior positions for regional banks as VP of Finance, Real Estate Loan Officer and Senior Audit Manager. Mr. Deutsch served as a consultant to financial institutions in strategic planning, profit improvement, financial management, and merger- and acquisition-related studies while working at KPMG. He was the CFO at a start-up bank, where he organized the accounting, finance, and investment functions to manage significant growth.

Mr. Deutsch is the President of BRT Publications LLC, a professional authoring company serving the financial industry. Some of his published works for AlexInformation include ALM Management Manual, Loan Procedures Manual, Practices and Procedures for Financial Institutions Risk Management, Bank Controller’s Manual, Internal Audit Procedures Handbook, and Risk-Based Audit for Financial Institutions.