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Audio Conference Series:

FFIEC Guidance on Remote Deposit Capture & Risk Management: What You Still Need to Know

Order Online:
CD only:	$299.00

Date:	Tuesday, June 30, 2009
Time:	1:00 PM – 2:30 PM ET*
Featured Speakers:	Anne J. Cheatham & J. Scott Gupton
Duration:	90 Minutes
Location:	Your office or conference room
Prerequisites:	None
*Time reflects Daylight Saving Time If your area does NOT observe Daylight Saving Time, the time will be one hour earlier.

FFIEC Guidance on Remote Deposit Capture & Risk Management: What You Still Need to Know

The FFIEC recently issued guidance on risk management of remote deposit capture. This guidance focused on how to identify risks and evaluate the adequacy of controls and applicable risk management practices. Are you sure that your institution’s RDC practices can pass regulatory scrutiny?

The guidance addresses the necessary elements of a RDC risk management process:

• Risk identification, assessment, and mitigation
• Measure and monitoring of residual risk exposure
• Responsibilities of the board of directors and senior management in overseeing the development implementation, and ongoing operation of RDC

Attend this audio conference to receive a complete overview of this guidance as well as practical solutions for managing your institution’s Remote Deposit Capture policies, procedures, and risk.

We’ll discuss:

• Risk Assessment
• Procedures for vendor selection
• Risk Management
• Legal and compliance risks
• Operational risks
• Client risks
• Vendor risks
• Business continuity risks
• Procedures for selecting/underwriting and managing/monitoring RDC clients to mitigate risks
• Requirements of client agreements
• Recommended audit procedures
• Monitoring Remote Deposit Risk Management

The program includes a 30-minute Q&A session following each session. Listen in and get the chance to ask your specific questions!

Registration Includes:

• Admittance to the 90-minute call for as many people as you can fit in a room with a speakerphone
• Access to the specially created presentation handouts (made available 48 hours in advance)
• Participation in the 30-minute live Q&A with the speakers following the presentation
• Certificates of attendance for all audio conference attendees

About Our Expert Speakers

Anne J. Cheatham is a banker with more than 40 years of experience in the financial services industry. She has been a member of senior management of three de novo banks’ financial services, including Insurors Bank of Tennessee, where she is currently employed as Senior Vice President and Chief Operating Officer. There she has overall responsibility for bank administration, including regulatory reporting, accounting, auditing, retail services, compliance, human resources, asset liability management, bank investments, bank operations, and information technology. For more than 18 years, she has been involved in senior management, serving as a member of executive management in multiple banks, and as a member of one bank’s Board of Directors for more than three years

J. Scott Gupton is Chief Operating Officer and Executive Vice President of Sumner Bank and Trust, Gallatin, TN. Gupton serves as a senior executive officer whose responsibilities include overseeing bank operations, accounting, financial reporting, information technology, vendor management and auditing functions. This is the second de novo bank for which he has been involved. Prior to joining Sumner Bank and Trust, Scott’s diverse banking experience included operations management, relationship management and lending as well as some of his current responsibilities, at a state wide commercial bank, a large national bank and a midsized community bank.